The “DMAI” in Risk & Compliance

When it comes to risk and compliance, the most successful teams are the ones who empower data-driven decision-making through the use of analytics and business intelligence. By bringing together the best talent, cutting edge technology and tried and true methodologies risk can be optimally mitigated and compliance best achieved.

The three primary skill sets I bring to the table are data-driven decision-making, analytics and business intelligence have served me well in both my risk and compliance work with Wells Fargo and in running my own business. Finding the right data at the right time is key to seeing potential issues before they arise, quickly solving them once they do, and putting the monitoring in place to make sure they don’t happen again.

Some of the risk and compliance successes I have achieved during my career include:

  • Managed project teams on a variety of analytics and compliance initiatives while providing guidance to less experienced consultants. This includes extensive anti-money laundering research and investigation data projects for bank remittances.
  • Identified compliance training opportunities and designed compliance training materials while with Wells Fargo Commercial Mortgage on various investment products.
  • Delivered extensive training on using big data and analytics to mitigate risk and follow compliance requirements across various financial services companies in the Philippines.
  • Have worked with a variety of internal and external resources during my 15 years with Wells Fargo to provide my expertise in analytics, risk management and compliance adherence.
  • Applied my process improvement knowledge (Lean Six Sigma) and data analysis expertise to develop corrective action plans and facilitate change with several departments of Wells Fargo and with dozens on clients in the Philippines.
  • Developed comprehensive reports and business dashboards using MS Excel, Tableau and Qlikview to deliver analysis to senior business leaders to influence the establishment of risk detection and mitigation controls. Relevant reporting topics from my time in Wells Fargo Card Services include anti-money laundering, remittance limit hits, high risk customer behavior, card services usage, competitor intelligence, household cross sell, and market penetration.
  • Worked closely with IT teams at various points in my career to develop security controls, risk monitoring tools, and QA reports to determine effectiveness of payment solutions with both Wells Fargo and within my own outsourcing business. I know how to code, I know how data is structured, and I know how data should be reported when it comes to risk & compliance.

10406025_10152524531307425_1404103117_nOverall, I have 20 plus years working in positions where managing risk and meeting compliance standards are part of the daily routine.

This has gifted me with an extensive knowledge and understanding of payment products like credit cards and remittances, fraud detection and prevention, and practical experience with risk monitoring and controls.

So from my perspective, Risk Management & Compliance needs to be neck deep in data-driven Decision-Making, Analytics and business Intelligence to be able to stay ahead of the game.

Analytics Consulting – DMAIPH specializes in a variety of analytics consulting solutions designed to empower analysts, managers and leaders with the tools needed for more data-driven decision-making. We have helped dozens of companies get more analytics in their business. Contact DMAIPH now at or connect with me directly so we can tailor an analytics solution made just for your unique requirements.


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